Services
Regulatory & AML Compliance
Robust frameworks to protect your business from regulatory risk.
Overview
Regulatory non-compliance in the UAE carries severe consequences — financial penalties, license suspension, and reputational damage. Harrison & Morgan helps businesses build robust compliance frameworks covering Anti-Money Laundering (AML), Counter-Financing of Terrorism (CFT), Ultimate Beneficial Ownership (UBO) registration, and goAML reporting.
We protect your business from regulatory risk so you can focus on growth.
Key Features
- AML/CFT policy design & implementation
- UBO registration & disclosure compliance
- goAML suspicious transaction reporting
- Regulatory health checks & gap analysis
- Compliance officer training programmes
- Risk assessment and mitigation plans
- Internal audit support
- Regulatory filing management
Who This Service Is For
- Designated Non-Financial Businesses and Professions (DNFBPs)
- Financial institutions and insurance providers
- Real estate brokers and agents
- Legal and accounting firms
- Businesses undergoing rapid growth or restructuring
- Any UAE business subject to AML/UBO obligations
How It Works (4-Step Process)
Step 1: Compliance Gap Analysis
We review your current policies, procedures, and filing history against UAE regulations.
Step 2: Policy Development
We draft and implement AML/CFT policies tailored to your specific business risks.
Step 3: Training & Registration
We train your compliance officer and complete UBO/goAML registrations.
Step 4: Ongoing Monitoring
We support ongoing filings, regulatory health checks, and internal audits.
Don't wait for a regulatory fine. Strengthen your compliance today.
Have questions or need more details? Fill in the form and we’ll guide you through the service, schedule, and enrollment process.